Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Edward Moorhouse is a financial advisor with over 30 years of experience in the industry. Lawrence has worked for Raymond James & Associates, Inc. since 2014, and previously worked for Everen Securities, Inc. and Morgan Stanley & Co., Incorporated. Lawrence holds the Series 4, 7, 9, 10, 52, 53, and 63 licenses, as well as the SIE exam. Lawrence is currently registered in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/03/2014 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
IL
06/14/1995 - 07/01/2013
RAYMOND JAMES & ASSOCIATES, INC. (CHICAGO IL)
MO
04/13/1993 - 06/19/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
IL
03/16/1993 - 04/05/1993
FITZGERALD, DAVIS & ASSOCIATES, L.P. (CHICAGO IL)
MO
04/23/1992 - 03/12/1993
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
09/10/1987 - 09/30/1987
NATIONAL SECURITIES NETWORK, INC.
NA
10/25/1984 - 04/20/1987
MORGAN STANLEY & CO., INCORPORATED
BC
Issued 03/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/29/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/21/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/29/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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