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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Edward Miller is a financial advisor currently registered with Wells Fargo Clearing Services, LLC and has over 28 years of experience in the financial industry. Lawrence is also a registered Investment Advisor representative. Prior to joining Wells Fargo, Lawrence was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc. Lawrence is licensed in 14 states. Lawrence has obtained the following licenses: Series 3, Series 7, Series 9, Series 10, Series 63, and Series 65. Lawrence specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WV
11/10/2014 - Present
Wells Fargo Clearing Services, LLC (HUNTINGTON WV)
WV
04/17/2003 - 11/01/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNTINGTON WV)
NY
10/19/1995 - 04/28/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 11/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/29/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1998
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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