Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Edward Braby is a registered representative with Oneamerica Securities, Inc. Lawrence has been in the financial services industry for over 12 years. He has a Series 6, Series 63, and Series 65 licenses. Lawrence has previously worked with Northwestern Mutual Investment Services, LLC. Lawrence is currently registered in Utah and Texas. In addition to his work as a financial advisor, Lawrence also provides fixed insurance sales through Braby Insurance, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
02/07/2022 - Present
Oneamerica Securities, Inc. (Cottonwood Heights UT)
UT
04/09/2012 - 12/09/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CLEARFIELD UT)
IA
Issued 02/04/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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