Unclaimed
Lawrence Emmons is a financial professional with over 40 years of experience in the financial services industry. Lawrence is currently registered with Osaic Wealth, Inc. Lawrence has previously worked for Woodbury Financial Services, Inc., AXA Advisors, LLC, MONY Securities Corporation, MML Investors Services, Inc. and Massachusetts Mutual Life Insurance Company. Lawrence holds the Series 6, 7, 22, 63 and 65 licenses. Lawrence also has a designation as a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
01/19/2024 - Present
Osaic Wealth, Inc. (OAKBROOK TERRACE IL)
IL
05/01/2006 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKBROOK TERRACE IL)
IL
06/01/2005 - 05/03/2006
AXA ADVISORS, LLC (NORTHBROOK IL)
NY
07/19/1983 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NA
01/02/1988 - 03/29/1988
MML INVESTORS SERVICES, INC.
NA
07/19/1983 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
IA
Issued 10/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/18/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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