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Lawrence Earl Springer

Osaic Wealth, Inc.

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About Lawrence Earl Springer

Lawrence Springer is a financial advisor with over 40 years of experience in the industry. Lawrence is currently registered with Osaic Wealth, Inc. and is also a Certified Financial Planner and a Chartered Financial Consultant. Lawrence has held past registrations with several firms including Woodbury Financial Services, Inc., MetLife Securities Inc., Royal Alliance Associates, Inc., Investment Advisors & Consultants, Inc., AXA Advisors, LLC, Allmerica Investments, Inc., Signator Investors, Inc., John Hancock Mutual Life Insurance Company, MONY Securities Corp., and The Mutual Life Insurance Company of New York. Lawrence provides financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars.

Firm Information

Lawrence Springer is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lawrence Springer’s Registration & Firm History

DE

01/19/2024 - Present

Osaic Wealth, Inc. (HOCKESSIN DE)

DE

06/23/2010 - 01/19/2024

WOODBURY FINANCIAL SERVICES, INC. (HOCKESSIN DE)

NJ

08/29/2008 - 07/08/2010

METLIFE SECURITIES INC. (OLD BRIDGE NJ)

NJ

12/01/2006 - 08/26/2008

ROYAL ALLIANCE ASSOCIATES, INC. (WEST LONG BRANCH NJ)

NJ

04/18/2002 - 12/04/2006

INVESTMENT ADVISORS & CONSULTANTS, INC. (RUMSON NJ)

NY

12/20/2001 - 04/11/2002

AXA ADVISORS, LLC (NEW YORK NY)

NY

05/08/2000 - 12/17/2001

AXA ADVISORS, LLC (NEW YORK NY)

MA

07/19/1999 - 02/24/2000

ALLMERICA INVESTMENTS, INC. (WORCESTER MA)

MA

04/03/1996 - 07/13/1999

SIGNATOR INVESTORS, INC. (BOSTON MA)

MA

04/03/1996 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

NY

07/23/1979 - 03/21/1996

MONY SECURITIES CORP. (NEW YORK NY)

NY

07/23/1979 - 10/15/1990

THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/07/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/07/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2000

Series 7 - General Securities Representative Examination

BC

Issued 07/10/1979

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lawrence Earl Springer.
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