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Lawrence Douglas Nazimowitz

Scotia Capital (usa) Inc.

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About Lawrence Douglas Nazimowitz

Lawrence Douglas Nazimowitz is a financial professional with over 29 years of experience in the industry. Lawrence is currently registered with Scotia Capital (usa) Inc. and holds Series 7, 27, 63, 99TO and SIE licenses. In addition to his current role, Lawrence has previous experience at Deutsche Bank Securities Inc., Barclays Capital Inc., Lehman Brothers Inc., Neuberger Berman, LLC and Cowen & Co..

Firm Information

Lawrence Nazimowitz is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lawrence Nazimowitz’s Registration & Firm History

NY

02/07/2020 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

08/23/2011 - 02/04/2020

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

09/22/2008 - 05/23/2011

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

02/10/2004 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

02/22/1994 - 01/07/2004

NEUBERGER BERMAN, LLC (NEW YORK NY)

NY

09/13/1993 - 02/10/1994

COWEN & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/05/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/20/2019

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lawrence Douglas Nazimowitz.
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