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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Douglas Anderson is an investment advisor representative with Raymond James & Associates, Inc., licensed in Indiana and Texas. Lawrence has been in the industry since 1973, and currently provides investment advisory services to clients in Indiana and Texas. Lawrence also has extensive experience as a Registered Options Principal, having passed the Series 4 and 9 exams, and holds the Series 7TO, Series 63 and Series 65 licenses. Lawrence previously worked at Roney & Co. in Detroit, Michigan from 1977 to 1999.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
07/28/2015 - Present
Raymond James & Associates, Inc. (ELKHART IN)
MI
05/11/1998 - 09/25/1999
RONEY & CO. (DETROIT MI)
MI
08/29/1977 - 05/11/1998
RONEY & CO. L.L.C. (DETROIT MI)
NA
01/23/1976 - 09/02/1977
FULTON, REID & STAPLES, INC.
NA
07/03/1973 - 02/09/1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 08/15/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/19/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/16/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/05/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1977
PC - AMEX Put and Call Exam
BC
Issued 06/27/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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