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Lawrence Dean Remstedt

Foreside Fund Services, LLC

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About Lawrence Dean Remstedt

Lawrence Remstedt is a financial professional with over 20 years of experience in the industry. Lawrence is currently registered with Foreside Fund Services, LLC and holds a variety of licenses including Series 3, 6, 7, and 63. Lawrence also holds the Securities Industry Essentials (SIE) designation. Prior to joining Foreside Fund Services, LLC, Lawrence was employed with American Century Investment Services Inc. and SME Capital Management Corporation. Lawrence has a broad range of experience in the financial services industry and is committed to providing clients with the highest level of service.

Firm Information

Lawrence Remstedt is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lawrence Remstedt’s Registration & Firm History

NY

06/02/2016 - Present

Foreside Fund Services, LLC (Garden City NY)

CA

04/14/2014 - 11/13/2015

FORESIDE FUND SERVICES, LLC (ORINDA CA)

CA

04/13/2004 - 09/10/2008

AMERICAN CENTURY INVESTMENT SERVICES INC. (MOUNTAIN VIEW CA)

NA

02/04/1988 - 03/10/1988

SME CAPITAL MANAGEMENT CORPORATION

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Licenses & Designations

BC

Issued 10/03/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/2016

Series 3 - National Commodity Futures Examination

BC

Issued 04/14/2014

Series 7 - General Securities Representative Examination

BC

Issued 04/12/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lawrence Dean Remstedt.
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