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Lawrence David Sprung

CWM, LLC

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About Lawrence David Sprung

Lawrence Sprung is a financial professional with over 25 years of experience in the industry. He has held various positions at prominent financial institutions like Salomon Smith Barney Inc., Quick & Reilly, Inc., and Securities America, Inc. Lawrence is currently registered with CWM, LLC, and has a strong track record of providing financial advice and services to a diverse clientele.

Firm Information

Lawrence Sprung is currently registered with CWM, LLC. CWM, LLC is a registered investment adviser based in Omaha, NE, with over 475 investment adviser representatives. The firm manages a total of $26.77 billion in client assets, primarily for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. The firm offers advisory services such as financial planning, portfolio management for individuals, selection of other advisers, and sub-advisory services for other investment advisory firms. The firm also participates in wrap fee programs.
CWM, LLC

14600 BRANCH ST.

OMAHA, NE 68154

$26.77B

Assets Under Management

629

Total Clients

448

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services for other investment advisory firms

Sub-advisory services for other investment advisory firms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees from other investment advisors

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Lawrence Sprung’s Registration & Firm History

NY

10/08/2020 - Present

CWM, LLC (Hauppauge NY)

NY

10/15/2004 - 10/24/2011

SECURITIES AMERICA, INC. (HAUPPAUGE NY)

NY

01/19/2001 - 10/18/2004

QUICK & REILLY, INC. (NEW YORK NY)

NY

07/30/1998 - 01/03/2001

SALOMON SMITH BARNEY INC. (NEW YORK NY)

FL

02/12/1998 - 07/14/1998

GUNNALLEN FINANCIAL, INC (TAMPA FL)

CO

11/05/1997 - 03/03/1998

LUMIERE SECURITIES, INC. (DENVER CO)

NY

08/02/1996 - 08/11/1997

ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)

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Licenses & Designations

IA

Issued 08/26/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/08/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/20/1997

Series 24 - General Securities Principal Examination

BC

Issued 08/01/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Lawrence David Sprung.
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