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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Shaw is a financial advisor at Cetera Investment Advisers LLC, a firm with offices in Schaumburg, Illinois. Lawrence has been in the securities industry since 1986 and is registered with the state of Pennsylvania. Lawrence has worked for several other firms during his career, including Andrew Garrett Inc., Charles Schwab & Co., Inc., and Dean Witter Reynolds Inc. Lawrence holds several securities licenses, including Series 7, 63, 66, and 8. He is also registered as an Investment Advisor Representative in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
01/09/2024 - Present
Cetera Investment Advisers LLC (PHILADELPHIA PA)
PA
10/01/2012 - 04/01/2022
ANDREW GARRETT INC. (Southhampton PA)
PA
02/13/1995 - 08/07/2012
CHARLES SCHWAB & CO., INC. (PHILADELPHIA PA)
MI
01/11/1991 - 09/02/1993
OLDE DISCOUNT CORPORATION (DETROIT MI)
NA
12/18/1984 - 11/26/1991
FIRST INVESTORS CORPORATION
NY
10/30/1989 - 09/07/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
PA
09/15/1986 - 05/24/1989
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
NA
12/18/1984 - 04/16/1986
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 9/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/8/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/20/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 2/18/1992
Series 4 - Registered Options Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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