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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Shaw is an active Investment Advisor Representative (IAR) and a Broker-Dealer Representative (BDR) registered in Pennsylvania. Lawrence has been in the financial services industry since 1986 and has held previous positions at a number of firms including Andrew Garrett Inc., Charles Schwab & Co., Inc., Olde Discount Corporation, First Investors Corporation, Dean Witter Reynolds Inc., Boenning & Scattergood, Inc., and First Jersey Securities, Inc. Lawrence Shaw is currently employed by Cetera Investment Advisers LLC. Lawrence specializes in providing financial planning, portfolio management, and investment advisory services to individuals, businesses, and retirement plans. Cetera Investment Advisers LLC offers a wide range of financial products and services, including investment advisory services, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
01/09/2024 - Present
Cetera Investment Advisers LLC (PHILADELPHIA PA)
PA
10/01/2012 - 04/01/2022
ANDREW GARRETT INC. (Southhampton PA)
PA
02/13/1995 - 08/07/2012
CHARLES SCHWAB & CO., INC. (PHILADELPHIA PA)
MI
01/11/1991 - 09/02/1993
OLDE DISCOUNT CORPORATION (DETROIT MI)
NA
12/18/1984 - 11/26/1991
FIRST INVESTORS CORPORATION
NY
10/30/1989 - 09/07/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
PA
09/15/1986 - 05/24/1989
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
NA
12/18/1984 - 04/16/1986
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 09/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/18/1992
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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