Unclaimed
Lawrence Clark is a financial professional with over 8 years of experience in the financial services industry. Lawrence currently holds the Series 4, 7, 9, 24, 63, and 66 licenses, and has extensive experience working with clients across various sectors. Lawrence has a proven track record of providing high-quality financial advice and investment services to individuals and families. Lawrence is currently registered with Charles Schwab & Co., Inc. and has previously worked for TD Ameritrade, Inc. and Scottrade, Inc. Lawrence has a deep understanding of the financial markets and a commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MO
09/30/2022 - Present
Charles Schwab & CO., Inc. (St Louis MO)
MO
02/26/2018 - 12/31/2023
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
07/14/2015 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
BOTH
Issued 11/19/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/11/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2022
Series 4 - Registered Options Principal Examination
BC
Issued 04/18/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/17/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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