Unclaimed
Lawrence Nicholson is a financial advisor who has been in the industry for over nine years. He currently works at Cetera Investment Advisers LLC and is licensed to provide investment advice in Texas. Lawrence also has a Series 7 and SIE license. Previously, Lawrence worked at RAYMOND JAMES & ASSOCIATES, INC. in LITTLE ROCK, AR and Allstate Financial Services, LLC in Carrollton, TX. He is a registered investment advisor and has been registered to provide financial advice in several states including Arkansas, Florida, Illinois, Maryland, New York, Oregon, Tennessee, and Texas. He holds a Series 66 license, and has worked in the industry since 2013. Lawrence Nicholson has a strong commitment to providing clients with comprehensive financial planning and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/29/2023 - Present
Cetera Investment Advisers LLC (Plano TX)
TX
12/01/2017 - 02/25/2022
ALLSTATE FINANCIAL SERVICES, LLC (Carrollton TX)
AR
12/04/2013 - 11/03/2017
RAYMOND JAMES & ASSOCIATES, INC. (LITTLE ROCK AR)
BOTH
Issued 01/23/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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