Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Braley is a financial advisor with LPL Financial LLC. Lawrence has been in the industry since 1999 and has experience working with individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Lawrence is registered to provide investment advice in California. Lawrence is also a co-founder of SAFE Financial Services, a division of SAFE Credit Union.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
06/11/2013 - Present
LPL Financial LLC (BAKERSFIELD CA)
CA
02/21/2003 - 06/13/2013
CUSO FINANCIAL SERVICES, L.P. (BAKERSFIELD CA)
MN
07/30/2001 - 02/18/2003
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
VA
07/22/1999 - 07/30/2001
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
OR
04/29/1999 - 07/16/1999
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NY
07/11/1997 - 10/20/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 08/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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