Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence D. Kaplan is a financial advisor with over 11 years of experience in the financial services industry. Lawrence is currently registered with LPL Financial LLC. Lawrence holds FINRA Series 7 and 66 licenses as well as the SIE exam and is licensed to provide investment advice in several states. Lawrence is also a registered Investment Advisor Representative (IAR) in Massachusetts. Lawrence specializes in providing financial advice to individuals, businesses, and pension and profit-sharing plans. Lawrence has expertise in a variety of financial planning areas, including portfolio management, retirement planning, college savings, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/25/2013 - Present
LPL Financial LLC (NEWTON MA)
IA
Issued 06/30/2012
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lawrence Kaplan is the right advisor for you? Invested Better is here to help.
