Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Smoller is a financial advisor with over 35 years of experience in the financial services industry. Lawrence is currently registered with Cambridge Investment Research Advisors, Inc. in California. Previously, Lawrence was affiliated with LPL FINANCIAL LLC and UBS FINANCIAL SERVICES INC. Lawrence holds Series 7, Series 63, Series 65, and Series 24 licenses. Lawrence specializes in providing financial planning, portfolio management, and investment advice to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
01/01/2025 - Present
Cambridge Investment Research Advisors, Inc. (LOS ANGELES CA)
CA
02/06/2004 - 11/21/2012
LPL FINANCIAL LLC (BEVERLY HILLS CA)
NJ
04/28/1997 - 02/24/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/22/1985 - 05/01/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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