linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Lawrence Clay Miller

NBC Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Lawrence? Claim Your Profile

About Lawrence Clay Miller

Lawrence Miller is a financial advisor with NBC Securities, Inc., located in Birmingham, AL. Lawrence has over 40 years of experience in the financial services industry. Lawrence specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors. Lawrence has offices located in Birmingham, AL and Granville, OH.

Firm Information

Lawrence Miller is currently registered with NBC Securities, Inc.. NBC Securities, Inc. is a corporation headquartered in Birmingham, Alabama, that has been in operation since March 13, 1986. The firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm manages approximately $1 billion to $10 billion in assets and has a presence in all 50 states and the District of Columbia.
NBC Securities, Inc.

1927 FIRST AVENUE NORTH

BIRMINGHAM, AL 35203

$1.72B

Assets Under Management

100

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Lawrence Miller’s Registration & Firm History

AL

11/26/2018 - Present

NBC Securities, Inc. (BIRMINGHAM AL)

OH

03/13/2009 - 07/10/2014

RBC CAPITAL MARKETS, LLC (GRANVILLE OH)

OH

12/01/2006 - 03/13/2009

FERRIS, BAKER WATTS, LLC (GRANVILLE OH)

OH

12/10/1999 - 12/08/2006

MCDONALD INVESTMENTS INC. (GRANVILLE OH)

MO

04/20/1994 - 01/10/2000

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NJ

08/04/1987 - 04/28/1994

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

10/21/1983 - 08/21/1987

E. F. HUTTON & COMPANY INC

NA

04/04/1978 - 10/28/1983

BLUNT ELLIS & LOEWI INCORPORATED

NA

09/19/1977 - 04/04/1978

LOEWI & CO., INCORPORATED

NA

12/28/1973 - 10/21/1977

VERCOE & COMPANY, INC.

NA

09/11/1970 - 01/28/1974

HAYDEN STONE INC.

Not sure if Lawrence Clay Miller is right for you?

Licenses & Designations

IA

Issued 02/23/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/18/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/04/1980

Series 4 - Registered Options Principal Examination

BC

Issued 09/17/1977

Series 12 - NYSE Branch Manager Examination

BC

Issued 02/23/1974

Series 00 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 11/18/1981

Series 5 - Interest Rate Options Examination

BC

Issued 12/11/1968

Series 000 - General Securities Principal Examination

BC

Issued 12/11/1968

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Lawrence Clay Miller. Review regulatory record here.
Not sure if Lawrence Clay Miller is right for you?