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Lawrence Chu

Jefferies LLC

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About Lawrence Chu

Lawrence Chu is a Dallas, TX based financial professional with over 20 years of experience in the securities industry. Lawrence is currently registered with Jefferies LLC and has been with the firm since October 2022. Prior to that, Lawrence was with Moelis & Company LLC, Greenhill & Co., LLC, Evercore Group L.L.C., Rohatyn Associates LLC and Deutsche Bank Securities Inc.. Lawrence has Series 7, Series 63, Series 24, Series 79TO, and SIE licenses.

Firm Information

Lawrence Chu is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lawrence Chu’s Registration & Firm History

TX

10/04/2022 - Present

Jefferies LLC (DALLAS TX)

TX

08/13/2015 - 10/27/2022

MOELIS & COMPANY LLC (HOUSTON TX)

NY

11/10/2008 - 02/12/2015

GREENHILL & CO., LLC (NEW YORK NY)

NY

07/10/2006 - 04/23/2008

EVERCORE GROUP L.L.C. (NEW YORK NY)

NY

03/24/2004 - 07/05/2006

ROHATYN ASSOCIATES LLC (NEW YORK NY)

NY

08/23/2001 - 02/23/2004

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/30/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/12/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/22/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lawrence Chu.
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