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Lawrence Christopher Proehl

Northwestern Mutual Investment Services, LLC

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About Lawrence Christopher Proehl

Lawrence Christopher Proehl is a registered representative with Northwestern Mutual Investment Services, LLC. Lawrence has been in the industry since June 10, 2011 and is registered with the state of Wisconsin. Lawrence previously worked with Thrivent Investment Management Inc. in Cedarburg, Wisconsin. Lawrence has passed the Uniform Combined State Law Examination (Series 66), General Securities Representative Examination (Series 7), and the Securities Industry Essentials Examination (SIE). Lawrence's current registration is with Northwestern Mutual Investment Services, LLC, located in Franklin, WI.

Firm Information

Lawrence Proehl is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Lawrence Proehl’s Registration & Firm History

WI

04/06/2017 - Present

Northwestern Mutual Investment Services, LLC (FRANKLIN WI)

WI

05/19/2011 - 03/13/2017

THRIVENT INVESTMENT MANAGEMENT INC. (CEDARBURG WI)

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Licenses & Designations

BOTH

Issued 06/07/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lawrence Christopher Proehl.
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