Unclaimed
Lawrence Charles Romjue has been in the financial services industry since 1997. Lawrence is a registered representative and investment advisor representative with Ameriprise Financial Services, LLC. Lawrence holds Series 7, 7TO, 63, 65, and 66 licenses, and has experience in providing financial planning, asset allocation services, and portfolio management for individuals and businesses. Lawrence has worked in the past with Smith Hayes Financial Services Corporation and Prairie Wealth Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NE
04/12/2021 - Present
Ameriprise Financial Services, LLC (Lincoln NE)
NE
11/24/1997 - 01/31/2005
SMITH HAYES FINANCIAL SERVICES CORPORATION (LINCOLN NE)
BOTH
Issued 09/24/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/31/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2020
Series 7TO - General Securities Representative Examination
BC
Issued 03/06/2020
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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