Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Katz is a financial advisor registered with Wells Fargo Clearing Services, LLC. Lawrence has been in the industry since 2003, specializing in investment consulting services to institutional clients and offering financial planning, pension consulting, and selection of other advisors. Lawrence is also registered as an Investment Advisor Representative in Florida. Prior to joining Wells Fargo, Lawrence was associated with Wachovia Securities, LLC and Banc of America Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/02/2022 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
MO
04/11/2003 - 12/31/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MA
04/03/2001 - 04/10/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 04/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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