Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Bethea is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in New York, NY. Lawrence has over 20 years of experience in the financial services industry. Lawrence is a registered representative in North Carolina and has passed the Series 7, Series 24, Series 4, Series 52, Series 53, and Series 66 exams. Lawrence has previously worked at MML Investors Services, LLC, MSI Financial Services, Inc., U.S. Bancorp Investments, Inc., Wells Fargo Securities, LLC and Wachovia Securities, LLC. Lawrence specializes in portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/03/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NC
03/25/2017 - 06/12/2018
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
04/20/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
05/30/2012 - 04/01/2015
U.S. BANCORP INVESTMENTS, INC. (CHARLOTTE NC)
NC
07/01/2003 - 01/20/2011
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
MO
08/13/2001 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 07/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/24/2002
Series 4 - Registered Options Principal Examination
BC
Issued 12/18/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 06/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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