Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Miller is a financial advisor with Emerson Equity LLC based in San Mateo, California. Lawrence has been in the industry since 1977. Lawrence holds licenses to sell securities in California, Florida, Louisiana and Texas. Lawrence has two product licenses: Series 1 and the SIE. Lawrence has worked at various financial institutions throughout their career including Regent Capital Group, Inc. Lawrence is committed to providing personalized financial planning and investment management services. Lawrence specializes in providing financial services to individuals and high-net-worth individuals. Lawrence also provides financial planning and educational seminars to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
10/25/2016 - Present
Emerson Equity LLC (SAN MATEO CA)
CA
08/06/2008 - 06/12/2012
REGENT CAPITAL GROUP, INC. (SAN RAFAEL CA)
CA
09/09/2003 - 08/05/2008
INVESTMENT SECURITY CORPORATION (SAN RAFAEL CA)
CA
01/15/2003 - 06/02/2005
JAMES HAROLD GOODE, JR. (SAN CLEMENTE CA)
CA
04/27/1998 - 01/16/2003
MUTUAL SECURITIES, INC. (CAMARILLO CA)
CA
02/22/1990 - 03/30/1998
FIRST ASSOCIATED SECURITIES GROUP, INC. (CHICO CA)
CA
01/03/1989 - 10/10/1989
COWLES, SABOL & COMPANY, INCORPORATED (CAMARILLO CA)
NA
08/05/1982 - 01/14/1989
FIRST AFFILIATED SECURITIES, INC.
NA
02/27/1980 - 04/21/1982
MORGAN STANLEY & CO., INCORPORATED
NA
07/26/1979 - 02/27/1980
SHUMAN, AGNEW & CO., INC.
NA
01/18/1978 - 08/30/1979
LOEB PARTNERS
NA
05/05/1977 - 01/18/1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
NA
06/19/1973 - 05/05/1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
NA
02/02/1973 - 06/08/1973
WEIS SECURITIES, INC.
NA
10/11/1972 - 03/06/1973
BACHE & CO INCORPORATED
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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