Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Befeler is an investment professional with over 27 years of experience in the financial services industry. Lawrence is currently registered with Wells Fargo Clearing Services, LLC and specializes in a variety of financial products and services. Lawrence has held several prior roles at prominent firms, including Industrial and Commercial Bank of China Financial Services LLC, TD Ameritrade, Inc., and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
12/23/2020 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NY
10/19/2018 - 09/25/2019
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC (NEW YORK NY)
NE
02/07/2011 - 06/05/2018
TD AMERITRADE, INC. (OMAHA NE)
NE
12/19/2012 - 11/09/2015
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NJ
01/06/2005 - 02/02/2011
NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NY
06/24/2003 - 01/12/2005
CORRESPONDENT SERVICES CORPORATION (NEW YORK NY)
NJ
11/21/2000 - 07/01/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/02/2000 - 10/30/2000
BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)
NY
07/14/1993 - 04/27/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
IA
Issued 08/06/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/10/2000
Series 4 - Registered Options Principal Examination
BC
Issued 03/25/1995
Series 14 - Compliance Officer Examination
BC
Issued 02/27/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/18/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2011
Series 3 - National Commodity Futures Examination
BC
Issued 07/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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