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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Bart Frankel is a financial advisor with UBS Financial Services Inc. Lawrence Frankel has over 27 years of experience in the financial services industry and is registered to provide investment advice in 53 states and the District of Columbia. Lawrence Frankel specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions. Lawrence Frankel has a strong track record of success in helping clients achieve their financial goals. Previous firms that Lawrence Frankel has worked for include Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Ameriprise Financial Services, Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
03/28/2022 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
02/01/2016 - 03/29/2022
MORGAN STANLEY (New York NY)
NJ
01/04/2008 - 02/01/2016
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/05/2007 - 09/04/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/15/2005 - 06/11/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MN
05/21/2001 - 09/14/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
05/21/2001 - 09/14/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
12/22/1998 - 05/09/2001
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
02/04/1997 - 07/21/1998
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
04/04/1996 - 01/31/1997
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
07/27/1994 - 04/29/1996
D. H. BLAIR & CO., INC. (NEW YORK NY)
RI
09/03/1993 - 12/07/1993
NORTHEAST INVESTMENT SECURITIES CORP. (PROVIDENCE RI)
IA
Issued 08/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2002
Series 4 - Registered Options Principal Examination
BC
Issued 12/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/10/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/12/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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