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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Baker is a financial advisor who has been in the industry since 1987. Lawrence is currently registered with Wells Fargo Advisors Financial Network, LLC and has been registered with Wells Fargo Clearing Services, LLC since 2008. Lawrence has a wide range of experience in the financial services industry, including working with individuals, corporations, and institutions. Lawrence has a Series 7, 9, 10, 63, and 65 licenses and is also registered in several states across the country. Lawrence is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
01/22/2022 - Present
Wells Fargo Advisors Financial Network, LLC (OLD GREENWICH CT)
CT
01/01/2008 - 01/20/2022
WELLS FARGO CLEARING SERVICES, LLC (OLD GREENWICH CT)
CT
07/10/1989 - 01/03/2008
A. G. EDWARDS & SONS, INC. (GREENWICH CT)
NY
07/21/1987 - 07/27/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/09/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1988
Series 3 - National Commodity Futures Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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