Unclaimed
Lawrence Asuquo Ambe is a financial advisor with Charles Schwab & CO., Inc., registered with the state of Texas. Lawrence has over 17 years of experience in the financial services industry. Lawrence holds the following licenses: Series 4, Series 7, Series 9, Series 10, Series 63, Series 66 and SIE. Lawrence also holds a registration as an Investment Advisor Representative with Charles Schwab & CO., Inc. in the state of Texas. Prior to joining Charles Schwab & CO., Inc., Lawrence was employed with TD AMERITRADE, INC. Lawrence has also been the Secretary of the Men's Fellowship at Redeemed Christian Church of God.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
08/15/2023 - Present
Charles Schwab & CO., Inc. (WESTLAKE TX)
TX
08/24/2006 - 05/19/2024
TD AMERITRADE, INC. (Westlake TX)
BOTH
Issued 09/04/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/26/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/02/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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