Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Anthony Spallanzani is a financial advisor who has been in the industry since 1986. Lawrence is currently registered with TP Icap Global Markets Americas LLC. Lawrence was previously registered with ICAP Securities USA LLC, Garban Securities LLC, Garban LLC, Intercapital International Inc., Intercapital Government Securities Inc., Garvin Guybutler LLC, Cantor Fitzgerald MBS Brokers, Inc., Cantor Fitzgerald Securities Corp. and Drexel Burnham Lambert Incorporated. Lawrence holds Series 7, Series 24, Series 63, Series 72 and SIE licenses. Lawrence is registered in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/01/2003 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
02/19/2002 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NJ
10/27/1999 - 08/01/2003
GARBAN SECURITIES LLC (JERSEY CITY NJ)
NY
10/27/1999 - 01/25/2002
GARBAN LLC (NEW YORK NY)
NY
09/20/2000 - 12/07/2000
INTERCAPITAL INTERNATIONAL INC. (NEW YORK NY)
NY
02/08/2000 - 09/20/2000
INTERCAPITAL INTERNATIONAL INC. (NEW YORK NY)
NY
04/07/1999 - 04/28/2000
INTERCAPITAL GOVERNMENT SECURITIES INC. (NEW YORK NY)
NY
07/15/1996 - 04/12/1999
GARBAN LLC (NEW YORK NY)
NJ
10/11/1988 - 04/12/1999
GARBAN SECURITIES LLC (JERSEY CITY NJ)
NJ
09/28/1988 - 04/12/1999
GARVIN GUYBUTLER LLC (JERSEY CITY NJ)
NA
09/08/1987 - 07/26/1988
CANTOR FITZGERALD MBS BROKERS, INC.
NA
09/08/1987 - 07/26/1988
CANTOR FITZGERALD SECURITIES CORP.
NA
07/26/1984 - 04/01/1986
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 09/11/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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Nasdaq PHLX LLC
N
Nasdaq Stock Market
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