Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Hawken is a financial advisor with Robert W. Baird & Co. Inc. Lawrence has been working in the financial industry since 1986. He holds Series 7 and Series 63 securities licenses. Lawrence is also a registered investment advisor in the state of Tennessee. He specializes in providing a variety of financial services, including financial planning, portfolio management, and investment advisory services for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TN
06/09/2004 - Present
Robert W. Baird & Co. Inc. (NASHVILLE TN)
NY
10/07/1999 - 07/06/2000
J.C. BRADFORD & CO. (NEW YORK NY)
MO
06/21/1997 - 08/17/1999
MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)
NA
08/24/1995 - 06/21/1997
MARK TWAIN BROKERAGE SERVICES, INC.
MO
11/21/1986 - 01/18/1991
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
BC
Issued 12/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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