Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Dumke has been in the financial industry since July 14, 1999. Lawrence is currently registered with Cetera Financial Specialists LLC. Lawrence has been with this firm since June 30, 2004. Lawrence is a Series 6 and Series 63 licensed representative and holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/30/2004 - Present
Cetera Financial Specialists LLC (LANGHORNE PA)
CT
12/14/2001 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
TX
01/25/2000 - 12/18/2001
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
TX
07/01/1999 - 01/10/2000
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
BC
Issued 06/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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