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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence King is an experienced financial advisor with over 40 years of experience in the industry. Lawrence has a broad range of experience with various firms, including Merrill Lynch, Prudential Securities, Dean Witter Reynolds, E.F. Hutton, and Wachovia Securities. Lawrence currently works at LPL Financial LLC, where Lawrence has been since 2021. Lawrence is registered in multiple states and holds multiple securities licenses including Series 3, 7, 9, 10, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/01/2025 - Present
LPL Financial LLC (CARLSBAD CA)
CA
06/23/2020 - 07/21/2021
WADDELL & REED (TEMECULA CA)
CA
05/18/2011 - 06/24/2020
MUTUAL SECURITIES, INC. (Temecula CA)
CA
10/05/2009 - 05/19/2011
AMERIPRISE FINANCIAL SERVICES, INC. (SAN DIEGO CA)
CA
03/31/2008 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (SAN DIEGO CA)
CA
02/19/2003 - 04/02/2008
WACHOVIA SECURITIES, LLC (CARLSBAD CA)
NY
07/18/1996 - 02/20/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/20/1993 - 07/23/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/14/1988 - 04/21/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
01/06/1981 - 04/19/1988
E. F. HUTTON & COMPANY INC
NA
11/22/1977 - 02/05/1981
SHEARSON LOEB RHOADES INC.
NA
07/01/1977 - 11/22/1977
SHEARSON HAYDEN STONE INC.
NA
11/20/1973 - 07/30/1977
E. F. HUTTON & COMPANY INC
IA
Issued 09/13/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/11/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/14/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2005
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/1973
Series 000 - General Securities Principal Examination
BC
Issued 11/15/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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