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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Dauer is a financial advisor with LPL Financial LLC in CAPE GIRARDEAU, MO. Lawrence has been in the industry since 2003. Lawrence has passed the Series 63, Series 7, Series 65, and SIE exams. Lawrence also holds a license in Florida, Missouri, and Texas. Prior to joining LPL Financial LLC, Lawrence was employed by SAGEPOINT FINANCIAL, INC. and SPECTRUM CAPITAL, INC. Lawrence has experience working with high-net-worth individuals, corporations, and other businesses. Lawrence also provides financial planning, educational seminars, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
07/16/2014 - Present
LPL Financial LLC (CAPE GIRARDEAU MO)
MO
07/06/2011 - 01/16/2013
SAGEPOINT FINANCIAL, INC. (CAPE GIRARDEAU MO)
MO
01/06/2003 - 07/06/2011
SPECTRUM CAPITAL, INC. (CAPE GIRARDEAU MO)
IA
Issued 06/30/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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