Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Alan Hardee is a financial advisor with over 22 years of experience in the industry. Lawrence is currently registered with Arete Wealth Management, LLC and is licensed in 16 states. Previously, Lawrence has been affiliated with firms such as Center Street Securities, Inc., Essex Securities LLC, American General Securities Incorporated, and First Investors Corporation. Lawrence holds the Series 6, 7, and 63 licenses along with the SIE exam. Lawrence is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/14/2023 - Present
Arete Wealth Management, LLC (CHICAGO IL)
TN
11/04/2011 - 11/09/2023
CENTER STREET SECURITIES, INC. (BRENTWOOD TN)
NJ
04/29/2005 - 12/31/2005
ESSEX SECURITIES LLC (JERSEY CITY NJ)
AZ
09/15/2000 - 04/29/2005
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NA
07/27/1987 - 03/24/1988
FIRST INVESTORS CORPORATION
BC
Issued 01/27/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/14/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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