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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lawrence? Claim Your ProfileLawrence Alan Barocas is an investment advisor representative associated with Snowden Capital Advisors LLC and has been active in the industry since December 31, 1997. Lawrence has a Series 7, Series 31, and Series 63 license, as well as a Series 65 license. Lawrence has been registered with the state of Texas since May 1, 2017, and has been registered with the state of California since April 26, 2017. Lawrence has also been registered with the state of New York since April 22, 2021. Lawrence has a broad range of experience in the financial services industry, including experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. Lawrence is committed to providing clients with comprehensive financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
05/01/2017 - Present
Snowden Capital Advisors LLC (San Antonio TX)
TX
07/31/2009 - 04/27/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN ANTONIO TX)
TX
01/18/2002 - 08/17/2009
UBS FINANCIAL SERVICES INC. (SAN ANTONIO TX)
NY
01/01/1998 - 02/01/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 01/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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