Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lauro? Claim Your ProfileLauro Braganza is a financial advisor with over 30 years of experience in the industry. Lauro is currently registered with LPL Enterprise, LLC in California. Lauro also has experience with NYLIFE SECURITIES INC., PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Lauro holds Series 6, 63, 65, and 26 licenses as well as the SIE exam certification. Lauro offers a variety of financial services including financial planning, portfolio management for businesses and individuals, and educational seminars. Lauro is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/14/2024 - Present
LPL Enterprise, LLC (SHERMAN OAKS CA)
NY
10/18/1995 - 09/18/1998
NYLIFE SECURITIES INC. (NEW YORK NY)
NJ
01/12/1989 - 10/10/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/12/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 09/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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