Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurin? Claim Your ProfileLaurin Denise Ellis is a financial advisor with Avantax Investment Services, Inc., working in the Beaumont, TX area. Laurin has been in the industry since May 30, 2002, with prior experience at 1ST GLOBAL CAPITAL CORP., COMPASS BROKERAGE, INC., TSB SECURITIES, INC. and EDWARD JONES. Laurin holds the Series 63, Series 7 and SIE licenses. Laurin is registered in Texas and has been working with Avantax Investment Services, Inc. since October 25, 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/25/2019 - Present
Avantax Investment Services, Inc. (BEAUMONT TX)
TX
11/18/2009 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (BEAUMONT TX)
TX
09/02/2008 - 01/29/2009
COMPASS BROKERAGE, INC. (BEAUMONT TX)
TX
08/17/2004 - 08/26/2008
TSB SECURITIES, INC. (MCALLEN TX)
MO
02/27/2001 - 03/10/2004
EDWARD JONES (ST. LOUIS MO)
BC
Issued 03/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Laurin Ellis is the right advisor for you? Invested Better is here to help.
