Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurie? Claim Your ProfileLaurie P Barry is a financial advisor in Chicago, Illinois with UBS Financial Services Inc. Laurie Barry has over 30 years of experience in the financial services industry. Laurie Barry is registered with FINRA as a registered representative and has been associated with UBS Financial Services Inc. since November 1998. Prior to joining UBS Financial Services Inc., Laurie Barry was associated with American Express Financial Advisors Inc., IDS Life Insurance Company and The Stuart-James Company, Incorporated. Laurie Barry holds Series 7, Series 63 and Series 65 licenses. Laurie Barry also holds the Securities Industry Essentials Examination. Laurie Barry has a long and successful career in the financial services industry. Laurie Barry is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
02/18/2003 - Present
UBS Financial Services Inc. (CHICAGO IL)
MN
02/22/1991 - 11/25/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/22/1991 - 11/25/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CO
08/22/1989 - 05/09/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 02/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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