Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurie? Claim Your ProfileLaurie McMullen is a financial advisor with C. L. King & Associates, Inc. Laurie has been in the financial services industry since 1998. She has experience with several firms including Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., UBS Financial Services Inc., and First Albany Capital Inc. Laurie holds the Series 7, Series 24, Series 52TO, and SIE licenses. She is registered in New York, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/15/2015 - Present
C. L. King & Associates, Inc. (ALBANY NY)
NY
04/02/2012 - 05/05/2015
RAYMOND JAMES & ASSOCIATES, INC. (ALBANY NY)
NY
08/18/2008 - 04/02/2012
MORGAN KEEGAN & COMPANY, INC. (ALBANY NY)
NY
12/04/2006 - 08/29/2008
UBS FINANCIAL SERVICES INC. (ALBANY NY)
NY
05/06/1998 - 06/08/2006
FIRST ALBANY CAPITAL INC. (ALBANY NY)
BC
Issued 06/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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