Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurie? Claim Your ProfileLaurie Bricker is a registered representative with Nationwide Investment Services Corp. in Columbus, OH. Laurie has been in the financial services industry since February 17, 1997. Laurie has a strong history of experience in the industry with past employment at several firms including INSPEREX LLC, INCAPITAL DISTRIBUTORS LLC, CD FUNDING SECURITIES, LLC, FIRSTMERIT FINANCIAL SERVICES, INC and INVEST FINANCIAL CORPORATION. Laurie holds the Series 6, 7, 26, 63, SIE and 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
09/21/2021 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
FL
11/04/2013 - 09/09/2021
INSPEREX LLC (DELRAY BEACH FL)
FL
11/04/2013 - 11/28/2018
INCAPITAL DISTRIBUTORS LLC (DELRAY BEACH FL)
OH
05/09/2012 - 11/05/2013
CD FUNDING SECURITIES, LLC (CINCINNATI OH)
OH
01/14/2010 - 04/26/2012
FIRSTMERIT FINANCIAL SERVICES, INC (AKRON OH)
OH
06/24/2009 - 01/14/2010
INVEST FINANCIAL CORPORATION (CANTON OH)
OH
06/04/2009 - 06/22/2009
NATCITY INVESTMENTS, INC. (SHREVE OH)
MA
01/30/2009 - 06/08/2009
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CT
06/28/2007 - 11/07/2008
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
IL
10/08/2002 - 05/04/2006
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
OH
08/22/2001 - 10/08/2002
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
OH
12/01/2000 - 01/09/2001
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
01/30/1995 - 12/31/2000
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
BC
Issued 12/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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