Unclaimed
Laurie Lowenne Hosie is a financial advisor with Blackrock Investments, LLC. Laurie has over 18 years of experience in the financial services industry. Laurie is registered with the Financial Industry Regulatory Authority (FINRA) and is a registered representative in 53 states and Puerto Rico. Laurie's experience includes providing investment advice, securities trading and financial planning. Prior to joining Blackrock Investments, LLC, Laurie worked at ASPEN RIVER SECURITIES, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
02/24/2015 - Present
Blackrock Investments, LLC (PRINCETON NJ)
GA
05/11/2011 - 04/07/2014
ASPEN RIVER SECURITIES, LLC (CARTERSVILLE GA)
NJ
01/19/2006 - 07/07/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
NY
07/20/1988 - 07/23/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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