Unclaimed
Laurie Jo Ketterling is a financial professional with over 10 years of experience in the financial services industry. Laurie currently works with RIA Advisory Group, LLC, a firm with offices in Des Moines, IA and Sioux Falls, SD. Prior to joining RIA Advisory Group, LLC Laurie worked with LPL FINANCIAL LLC in Sioux Falls, SD and Principal Securities, Inc. in Luverne, MN. Laurie has a broad range of experience and is able to help clients with their investment needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IA
08/06/2020 - Present
RIA Advisory Group, LLC (DES MOINES IA)
SD
01/19/2018 - 08/10/2020
LPL FINANCIAL LLC (SIOUX FALLS SD)
MN
12/13/2010 - 02/12/2018
PRINCIPAL SECURITIES, INC. (LUVERNE MN)
IA
Issued 10/15/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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