Unclaimed
Laurie Alemany-hlavaty is a registered representative with Kovack Securities Inc. Laurie has been in the industry since April 17, 1996. Laurie is licensed in Florida. Laurie holds the Series 7, 24, 55, 57TO, 63 and 99TO securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/09/2011 - Present
Kovack Securities Inc. (FT. LAUDERDALE FL)
FL
02/28/2005 - 05/10/2011
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
NY
07/11/2002 - 05/12/2003
MURPHY & DURIEU (NEW YORK NY)
NY
05/18/1999 - 01/05/2001
W.J. NOLAN & COMPANY, INC. (NEW YORK NY)
NE
05/17/1994 - 06/01/1999
THE R.J. FORBES GROUP, INC. (OMAHA NE)
NY
11/25/1992 - 04/14/1994
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
IA
Issued 11/22/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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