Unclaimed
Laurie Miller is a registered representative with Northwestern Mutual Investment Services, LLC. Laurie has been in the securities industry since 2006. Laurie is registered with the state of Indiana. Laurie is licensed to sell securities in the state of Indiana. The series licenses held by Laurie are Series 6, Series 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IN
05/15/2006 - Present
Northwestern Mutual Investment Services, LLC (EVANSVILLE IN)
BC
Issued 06/15/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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