Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurie? Claim Your ProfileLaurie J. Brennan is a financial advisor associated with Raymond James & Associates, Inc. Laurie has been in the financial industry since September 30, 1991. Laurie is registered with the state of California and several other states. In addition to her work at Raymond James, Laurie has held previous roles with several other financial institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/10/2018 - Present
Raymond James & Associates, Inc. (WESTLAKE VILLAGE CA)
CA
12/06/2006 - 07/23/2009
CROWELL, WEEDON & CO. (WESTLAKE VILLAGE CA)
CA
06/05/2006 - 12/07/2006
THE SEIDLER COMPANIES INCORPORATED (WESTLAKE VILLAGE CA)
TX
09/29/1999 - 03/22/2004
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
CA
03/09/1993 - 09/24/1999
CHRISTOPHER WEIL & COMPANY, INC. (SAN DIEGO CA)
NA
11/02/1989 - 04/09/1991
GRIFFIN FINANCIAL SERVICES
CA
09/01/1987 - 10/31/1989
GLENFED BROKERAGE SERVICES (GLENDALE CA)
NA
10/08/1986 - 08/29/1987
E. F. HUTTON & COMPANY INC
NA
11/19/1985 - 09/25/1986
CHRISTOPHER WEIL & COMPANY, INC
BOTH
Issued 07/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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