Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurie? Claim Your ProfileLaurie Gottlieb has been in the financial services industry since October 1995. Laurie is a registered investment advisor representative with Kestra Advisory Services, LLC. Laurie is also a registered representative with Kestra Investment Services, LLC. Laurie holds Series 7, 63 and 65 licenses. Prior to joining Kestra Advisory Services, LLC, Laurie was a financial advisor at UBS Financial Services Inc. Laurie specializes in providing financial planning, portfolio management, and pension consulting services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/25/2016 - Present
Kestra Advisory Services, LLC (San Anselmo CA)
CA
09/10/2004 - 05/19/2014
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
MA
08/18/2003 - 09/14/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
10/01/1997 - 08/20/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
10/04/1995 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
IA
Issued 11/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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