Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurie? Claim Your ProfileLaurie Mason is a financial professional with over 19 years of experience in the industry. Laurie is currently registered with Wells Fargo Clearing Services, LLC and is located in the Federal Heights, CO office. Laurie has worked with several firms including Key Investment Services LLC, J.P. Morgan Securities LLC, TIAA-CREF Individual & Institutional Services, LLC, and Chase Investment Services Corp. Laurie holds Series 6, Series 63, and SIE licenses. Laurie has a strong background in providing investment advice and financial planning to individuals, businesses, and institutions. Laurie’s experience includes working with a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CO
11/10/2023 - Present
Wells Fargo Clearing Services, LLC (FEDERAL HEIGHTS CO)
CO
11/14/2022 - 10/24/2023
KEY INVESTMENT SERVICES LLC (Westminster CO)
CO
05/22/2019 - 10/01/2022
J.P. MORGAN SECURITIES LLC (WESTMINSTER CO)
CO
09/24/2018 - 04/01/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
10/01/2012 - 09/20/2018
J.P. MORGAN SECURITIES LLC (BOULDER CO)
CO
08/03/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BOULDER CO)
CO
07/06/2005 - 04/06/2011
CHASE INVESTMENT SERVICES CORP. (THORNTON CO)
IL
03/18/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 09/28/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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