Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurie? Claim Your ProfileLaurie Elizabeth McCoo is a financial professional with over 15 years of experience in the financial industry. Laurie McCoo is currently registered with Mizuho Securities USA LLC and has held previous positions at Mizuho Securities USA Inc. and Banc of America Securities LLC. Laurie Elizabeth McCoo holds a Series 7, 24, 63, 79 and SIE licenses and is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
10/25/2018 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
11/03/2008 - 10/05/2009
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NY
09/12/2006 - 02/28/2008
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
10/01/2001 - 05/15/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 11/21/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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