Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurie? Claim Your ProfileLaurie Denise Tracy is a financial advisor with LPL Financial LLC. Laurie has been in the industry since 1999 and has been with LPL Financial LLC since 2014. Prior to working with LPL Financial LLC, Laurie worked with First Citizens Securities Corporation, First Citizens Investor Services, Inc., AXA Advisors, LLC and Wachovia Securities, Inc. Laurie specializes in a range of financial services, including investment management, financial planning, and retirement planning. Laurie is licensed to sell securities in South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
08/19/2014 - Present
LPL Financial LLC (GREENVILLE SC)
SC
10/17/2006 - 08/26/2014
FIRST CITIZENS SECURITIES CORPORATION (COLUMBIA SC)
NC
09/30/2005 - 10/18/2006
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
NY
05/30/2003 - 11/19/2003
AXA ADVISORS, LLC (NEW YORK NY)
MO
06/15/2002 - 08/09/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
02/14/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
09/02/1998 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
NA
08/09/1995 - 07/24/1997
WACHOVIA BROKERAGE SERVICE
BC
Issued 11/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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