Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurie? Claim Your ProfileLaurie Denise Littlefield is a registered investment advisor representative with Grimes & Company, Inc. Laurie has been in the industry since 1991 and has held previous positions with MID ATLANTIC CAPITAL CORPORATION, SECURITIES SERVICE NETWORK, INC., MORGAN STANLEY DW INC., and A. G. EDWARDS & SONS, INC. Laurie holds the Series 6, 7, 63, and 65 licenses and has experience in financial planning, portfolio management for businesses and individuals, and selection of other advisors. Laurie is registered with the state of Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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MA
06/16/2014 - Present
Grimes & Company, Inc. (WESTBOROUGH MA)
MA
05/17/2011 - 09/20/2017
MID ATLANTIC CAPITAL CORPORATION (WESTBOROUGH MA)
MA
05/12/2005 - 09/18/2009
SECURITIES SERVICE NETWORK, INC. (WESTBOROUGH MA)
NY
10/19/1999 - 04/22/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
11/11/1998 - 01/05/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
01/09/1995 - 12/13/1996
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MA
05/02/1991 - 01/19/1993
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
IA
Issued 05/20/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2017
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1991
Series 7 - General Securities Representative Examination
BC
Issued 04/30/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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