Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laurie? Claim Your ProfileLaurie Chan is a financial professional with over 17 years of experience in the industry. Laurie is currently registered with Pgim Investments LLC and has been with them since May 2024. Prior to that, Laurie worked at Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Laurie specializes in investment advisory services for investment companies. Laurie is a Certified Financial Planner® and holds the Series 66, Series 24, Series 31 and Series 7 licenses. Laurie is also registered as an investment advisor representative in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
08/28/2024 - Present
Pgim Investments LLC (NEWARK NJ)
NY
08/08/2022 - 03/01/2024
CITI PRIVATE ALTERNATIVES, LLC (New York NY)
NY
08/08/2022 - 03/01/2024
CITIGROUP GLOBAL MARKETS INC. (New York NY)
NY
01/27/2006 - 07/05/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
05/18/2009 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 03/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 01/26/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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