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Laurie Brown

Sanford C. Bernstein & CO., LLC

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About Laurie Brown

Laurie Brown is a registered representative with Sanford C. Bernstein & CO., LLC, with over 20 years of experience in the financial services industry. Laurie has a deep understanding of the financial markets and a commitment to providing clients with personalized investment advice. Laurie holds Series 7, 9, 10, 24, 31, 63, and 65 licenses. Laurie is a highly experienced financial professional with a strong track record of success.

Firm Information

Laurie Brown is currently registered with Sanford C. Bernstein & CO., LLC. Sanford C. Bernstein & CO., LLC is a Limited Liability Company, registered with the SEC and in 53 states. It was formed on August 16, 2000, and has its main office in Nashville, TN. The firm manages between $1 billion and $10 billion in assets for various clients, including pooled investment vehicles, insurance companies, charitable organizations, high-net-worth individuals, and state or municipal government entities. Their advisory services primarily focus on portfolio management for pooled investment vehicles.
Sanford C. Bernstein & CO., LLC

501 COMMERCE STREET

NASHVILLE, TN 37203

$3.71B

Assets Under Management

Not reported

Total Clients

271

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d, miscellaneous

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Laurie Brown’s Registration & Firm History

TN

06/06/2023 - Present

Sanford C. Bernstein & CO., LLC (Nashville TN)

IL

05/19/2006 - 01/09/2018

SANFORD C. BERNSTEIN & CO., LLC (CHICAGO IL)

NY

12/07/2000 - 06/18/2004

SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)

NY

11/03/2000 - 12/07/2000

SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/12/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/08/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/01/2023

Series 24 - General Securities Principal Examination

BC

Issued 11/07/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/26/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/09/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2014

Series 31 - Futures Managed Funds Examination

BC

Issued 11/02/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Laurie Brown.
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